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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Fred Gunderson2451600703/09/2004Customer DisputeAward / Judgment$129,964.00$50,000.00See FINRA Report
William Fred Gunderson2451600710/01/2003Customer DisputeAward / Judgment$90,000.00$20,000.00See FINRA Report
William Fred Gunderson2451600712/10/2001Customer DisputeAward / Judgment$82,000.00$829.00See FINRA Report

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