Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Fred Gunderson | 2451600 | 7 | 10/01/2015 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William Fred Gunderson | 2451600 | 7 | 02/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Fred Gunderson | 2451600 | 7 | 03/09/2004 | Customer Dispute | Award / Judgment | $129,964.00 | $50,000.00 | See FINRA Report |
| William Fred Gunderson | 2451600 | 7 | 10/01/2003 | Customer Dispute | Award / Judgment | $90,000.00 | $20,000.00 | See FINRA Report |
| William Fred Gunderson | 2451600 | 7 | 07/20/2002 | Customer Dispute | Settled | $67,500.00 | $0.00 | See FINRA Report |
| William Fred Gunderson | 2451600 | 7 | 12/10/2001 | Customer Dispute | Award / Judgment | $82,000.00 | $829.00 | See FINRA Report |
| William Fred Gunderson | 2451600 | 7 | 01/19/2000 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |