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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Adam Craig Fisher5231886106/26/2023Customer DisputeSettled$19,500,000.00$0.00See FINRA Report
Michael Scott Jones4966708106/26/2023Customer DisputeSettled$19,500,000.00$0.00See FINRA Report

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