Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Craig Fisher | 5231886 | 1 | 06/26/2023 | Customer Dispute | Settled | $19,500,000.00 | $0.00 | See FINRA Report |
| Michael Scott Jones | 4966708 | 1 | 06/26/2023 | Customer Dispute | Settled | $19,500,000.00 | $0.00 | See FINRA Report |
| Joseph Scott Cannon | 4512257 | 2 | 10/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Scott Cannon | 4512257 | 2 | 10/02/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |