Our Staff has compiled our research into a database of FINRA Broker Disclosures for Americas Executions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William J Clark | 6815823 | 1 | 09/20/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Edward Smith | 2090530 | 3 | 07/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |