Our Staff has compiled our research into a database of FINRA Broker Disclosures for Americas Executions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward John Mc Carthy | 1759362 | 2 | 08/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William J Clark | 6815823 | 1 | 09/20/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Sanford Cohen | 1489618 | 1 | 06/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Gilgan | 4499659 | 1 | 06/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Edward Smith | 2090530 | 3 | 12/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Giacchi | 2347193 | 1 | 03/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward John Mc Carthy | 1759362 | 2 | 06/30/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Edward Smith | 2090530 | 3 | 03/01/1995 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Timothy Edward Smith | 2090530 | 3 | 07/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |