Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Asset Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Gerard Ciantro | 2350685 | 1 | 03/29/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Hamman | 827526 | 1 | 07/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Allan Cosgrove | 1047934 | 5 | 12/08/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Allan Cosgrove | 1047934 | 5 | 09/18/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |