Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Asset Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Wayne Miller | 2342067 | 1 | 10/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Allan Cosgrove | 1047934 | 5 | 12/04/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |