Our Staff has compiled our research into a database of FINRA Broker Disclosures for Navy Federal Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Jackson | 6896519 | 3 | 05/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Jackson | 6896519 | 3 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Jackson | 6896519 | 3 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Weisberg | 6268061 | 2 | 02/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Weisberg | 6268061 | 2 | 02/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Ann Mobley | 5448762 | 1 | 11/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard James Ruggieri | 7357073 | 2 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard James Ruggieri | 7357073 | 2 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Renee Scott | 4170622 | 1 | 11/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |