Our Staff has compiled our research into a database of FINRA Broker Disclosures for Navy Federal Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce V Horng | 2937278 | 1 | 11/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Leechin | 3014218 | 1 | 05/18/2005 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |
| Kevin Michael Reese | 1696804 | 4 | 04/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robin Melody Hue | 2596794 | 1 | 10/26/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |