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FINRA Broker Disclosures for Sagetrader, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagetrader, LLC. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert William Peters1704577111/17/2015FinancialFinal$0.00$0.00See FINRA Report
Douglas Joe Engmann1132831311/30/1989RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Joe Engmann1132831309/27/1984RegulatoryFinal$0.00$0.00See FINRA Report
Douglas Joe Engmann1132831305/26/1983RegulatoryFinal$0.00$0.00See FINRA Report

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