Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sagetrader, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Joe Engmann | 1132831 | 3 | 11/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Joe Engmann | 1132831 | 3 | 09/27/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Joe Engmann | 1132831 | 3 | 05/26/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |