Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mint Brokers. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Lewis | 2684821 | 1 | 12/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |