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FINRA Broker Disclosures for Mint Brokers

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mint Brokers. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Howard William Lutnick1157026212/09/2010Customer DisputeSettled$430,000,000.00$0.00See FINRA Report
Thomas Anzalone1161513112/09/2010Customer DisputeSettled$430,000,000.00$0.00See FINRA Report
Howard William Lutnick1157026201/10/1992Customer DisputeSettled$1,000,000.00$0.00See FINRA Report

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