Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bradley Woods & Co. Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alan Mason | 1302190 | 7 | 06/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Alan Mason | 1302190 | 7 | 02/23/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Alan Mason | 1302190 | 7 | 05/21/2002 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
Alan Mason | 1302190 | 7 | 08/09/2000 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |