Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bradley Woods & Co. Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Mason | 1302190 | 7 | 05/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Mason | 1302190 | 7 | 08/16/2022 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Alan Mason | 1302190 | 7 | 06/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel S Ripp | 1398164 | 1 | 05/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Mason | 1302190 | 7 | 02/23/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Alan Mason | 1302190 | 7 | 05/21/2002 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Alan Mason | 1302190 | 7 | 08/23/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Mason | 1302190 | 7 | 08/09/2000 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Christopher E Engel | 1495822 | 2 | 03/23/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher E Engel | 1495822 | 2 | 10/19/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |