Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Financial Securities of America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Francis Gornto | 841493 | 3 | 03/26/2019 | Customer Dispute | Withdrawn | $659,000.00 | $0.00 | See FINRA Report |
| Donald Richard Kennedy | 2328938 | 1 | 07/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Gornto | 841493 | 3 | 07/02/1986 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard Francis Gornto | 841493 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |