Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Financial Securities of America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Francis Gornto | 841493 | 3 | 03/26/2019 | Customer Dispute | Withdrawn | $659,000.00 | $0.00 | See FINRA Report |
| Miguel Angel Serna | 7068214 | 1 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myrna Gomez | 5486122 | 1 | 10/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Sullenger | 6833244 | 1 | 03/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alyssa Michelle Nicotra | 6056385 | 1 | 07/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody W Taff | 5734810 | 2 | 04/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody W Taff | 5734810 | 2 | 01/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Richard Kennedy | 2328938 | 1 | 07/16/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dustin Lee Gallagher | 4426347 | 1 | 11/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francisco Martinez | 4845966 | 1 | 01/31/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |