Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Tannenbaum | 2804285 | 2 | 05/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Tannenbaum | 2804285 | 2 | 03/06/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Slowik | 1580717 | 1 | 07/27/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |