Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Honor McCarthy | 1677723 | 1 | 02/27/2009 | Customer Dispute | Closed-No Action | $177,000.00 | $0.00 | See FINRA Report |
| Carolyn Rita Lambert | 1349696 | 1 | 03/21/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Tannenbaum | 2804285 | 2 | 05/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raeann Kerbow Forester | 2442761 | 1 | 02/11/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Tannenbaum | 2804285 | 2 | 03/06/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Slowik | 1580717 | 1 | 07/27/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |