Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ally Invest Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tasha Hale | 6751271 | 1 | 03/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald Phillips | 6731388 | 1 | 11/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mengji Hsieh | 7385965 | 3 | 03/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |