Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ally Invest Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Merk | 6534684 | 1 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mengji Hsieh | 7385965 | 3 | 01/31/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mengji Hsieh | 7385965 | 3 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paxton Wood | 6373907 | 1 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula M Parrish | 2188700 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Anderson Dalton | 6896863 | 3 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Anderson Dalton | 6896863 | 3 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Anderson Dalton | 6896863 | 3 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |