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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 18 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Justin Grant2709882308/02/2018Customer DisputeClosed-No Action$125,000.00$0.00See FINRA Report
Kenneth Williams2304212501/05/2017Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Paul Anthony Ellson2832122507/21/2016Customer DisputeClosed-No Action$42,000.00$0.00See FINRA Report
Paul Anthony Ellson2832122506/15/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Shahriar Sabi2928822110/30/2014Customer DisputeClosed-No Action$97,000.00$0.00See FINRA Report
Rizwan Fazeel4476016502/04/2014Customer DisputeClosed-No Action$10,000.00$0.00See FINRA Report
Christian Manuel Herrera4158466711/16/2011Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
Harvey Charles Luft710301308/18/2011Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Joel Anthony Benanti42106811104/30/2011Customer DisputeClosed-No Action$7,500.00$0.00See FINRA Report
Robert Thomas Ciaccio3039424703/02/2010Customer DisputeClosed-No Action$186,115.00$0.00See FINRA Report

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