Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Justin Grant | 2709882 | 3 | 08/02/2018 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
Kenneth Williams | 2304212 | 5 | 01/05/2017 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Paul Anthony Ellson | 2832122 | 5 | 07/21/2016 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
Paul Anthony Ellson | 2832122 | 5 | 06/15/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Shahriar Sabi | 2928822 | 1 | 10/30/2014 | Customer Dispute | Closed-No Action | $97,000.00 | $0.00 | See FINRA Report |
Rizwan Fazeel | 4476016 | 5 | 02/04/2014 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
Christian Manuel Herrera | 4158466 | 7 | 11/16/2011 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Harvey Charles Luft | 710301 | 3 | 08/18/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Joel Anthony Benanti | 4210681 | 11 | 04/30/2011 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
Robert Thomas Ciaccio | 3039424 | 7 | 03/02/2010 | Customer Dispute | Closed-No Action | $186,115.00 | $0.00 | See FINRA Report |