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FINRA Broker Disclosures for Network 1 Financial Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Network 1 Financial Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 215 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Justin Grant2709882301/11/2023Investigation$0.00$0.00See FINRA Report
Peter Daniel Viglione4697621810/26/2022Customer DisputePending$334,000.00$0.00See FINRA Report
Kumail Abbas5722935310/19/2022Customer DisputePending$181,056.00$0.00See FINRA Report
Jonathan Michael Ebel5902719710/19/2022Customer DisputePending$181,056.00$0.00See FINRA Report
Sean P McCabe5479643710/07/2022Customer DisputePending$5,000.00$0.00See FINRA Report
Michael Scott Desando1849321308/22/2022RegulatoryFinal$0.00$0.00See FINRA Report
William Richard Hunt830575706/23/2022Customer DisputePending$130,000.00$0.00See FINRA Report
Michael Robert Molinaro2358346706/23/2022Customer DisputePending$130,000.00$0.00See FINRA Report
Damon Domenic Testaverde444453606/23/2022Customer DisputePending$130,000.00$0.00See FINRA Report
Gregory William Melendez4920698506/10/2022Customer DisputeSettled$50,000.00$0.00See FINRA Report

215 Results

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