Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Mitchel Marshburn | 2239917 | 4 | 01/20/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Mitchel Marshburn | 2239917 | 4 | 04/09/2007 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Thomas Mitchel Marshburn | 2239917 | 4 | 09/05/2006 | Customer Dispute | Settled | $9,293.87 | $0.00 | See FINRA Report |
| Stephen Maynard Alinikoff | 1022014 | 4 | 05/08/2006 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |