Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Daniel Sayles | 4140191 | 1 | 01/21/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Carroll Talbert | 5524603 | 2 | 05/25/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Carroll Talbert | 5524603 | 2 | 07/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Edward Kuzma | 1066138 | 2 | 06/14/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Maynard Alinikoff | 1022014 | 4 | 05/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Maynard Alinikoff | 1022014 | 4 | 12/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |