Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Samuel Abraham Epstein1391588503/08/2012Customer DisputeAward / Judgment$57,361.20$48,300.00See FINRA Report
Ian Hurwitz1025531902/12/2004Customer DisputeAward / Judgment$500,000.00$0.00See FINRA Report
Ian Hurwitz1025531902/10/2004Customer DisputeAward / Judgment$2,685,000.00$590,000.00See FINRA Report
Ian Hurwitz1025531901/27/2004Customer DisputeAward / Judgment$692,700.00$310,000.00See FINRA Report
Ian Hurwitz1025531911/21/2003Customer DisputeAward / Judgment$3,685,000.00$1,340,000.00See FINRA Report
Ian Hurwitz1025531905/13/2003Customer DisputeAward / Judgment$250,000.00$0.00See FINRA Report

6 Results

Display: