Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Abraham Epstein | 1391588 | 5 | 02/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Abraham Epstein | 1391588 | 5 | 03/08/2012 | Customer Dispute | Award / Judgment | $57,361.20 | $48,300.00 | See FINRA Report |
| William Linton Hughes | 252731 | 3 | 08/31/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Abraham Epstein | 1391588 | 5 | 03/21/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ian Hurwitz | 1025531 | 9 | 11/01/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ian Hurwitz | 1025531 | 9 | 02/12/2004 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See FINRA Report |
| Ian Hurwitz | 1025531 | 9 | 02/10/2004 | Customer Dispute | Award / Judgment | $2,685,000.00 | $590,000.00 | See FINRA Report |
| Ian Hurwitz | 1025531 | 9 | 01/27/2004 | Customer Dispute | Award / Judgment | $692,700.00 | $310,000.00 | See FINRA Report |
| Ian Hurwitz | 1025531 | 9 | 12/01/2003 | Customer Dispute | Settled | $182,875.00 | $0.00 | See FINRA Report |
| Ian Hurwitz | 1025531 | 9 | 11/24/2003 | Customer Dispute | Settled | $171,875.00 | $0.00 | See FINRA Report |