Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sequence Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Diann Tillett-Poole | 4873407 | 1 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |