Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sequence Financial Specialists LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Abeles | 2348862 | 1 | 05/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Michael Grady | 4585561 | 1 | 05/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |