Our Staff has compiled our research into a database of FINRA Broker Disclosures for Smith, Brown & Groover, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tim Davidson Hemingway | 5013252 | 5 | 02/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Tim Davidson Hemingway | 5013252 | 5 | 08/22/2018 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |