Our Staff has compiled our research into a database of FINRA Broker Disclosures for Smith, Brown & Groover, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Hill Smith | 731506 | 4 | 10/23/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tim Davidson Hemingway | 5013252 | 5 | 10/23/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Hill Smith | 731506 | 4 | 05/23/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Charles Bish | 3214712 | 1 | 05/23/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Hill Smith | 731506 | 4 | 02/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tim Davidson Hemingway | 5013252 | 5 | 02/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tim Davidson Hemingway | 5013252 | 5 | 02/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tim Davidson Hemingway | 5013252 | 5 | 08/22/2018 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Raymond Hill Smith | 731506 | 4 | 10/11/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Bashuk | 809250 | 2 | 05/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |