Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oberon Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Kinney | 3258309 | 1 | 07/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey David Luskin | 2507732 | 1 | 03/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Scott Dubbin | 5774189 | 1 | 05/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Thomas Guilfoile | 2202583 | 2 | 07/29/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |