Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oberon Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Michael Pittman | 7890809 | 3 | 12/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Guilfoile | 2202583 | 2 | 05/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Michael Pittman | 7890809 | 3 | 02/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Michael Pittman | 7890809 | 3 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |