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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christos John Thomas2097842606/01/2014Judgment / Lien$0.00$0.00See FINRA Report
Christos John Thomas2097842609/01/2013Judgment / Lien$0.00$0.00See FINRA Report
Christos John Thomas2097842607/01/2013Judgment / Lien$0.00$0.00See FINRA Report
Christos John Thomas2097842608/01/2012Judgment / Lien$0.00$0.00See FINRA Report
Christos John Thomas2097842610/01/2010Judgment / Lien$0.00$0.00See FINRA Report
Christos John Thomas2097842610/01/2010Judgment / Lien$0.00$0.00See FINRA Report

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