Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Ann Manzolillo | 4282709 | 1 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christos John Thomas | 2097842 | 6 | 06/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christos John Thomas | 2097842 | 6 | 09/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christos John Thomas | 2097842 | 6 | 07/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christos John Thomas | 2097842 | 6 | 08/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christos John Thomas | 2097842 | 6 | 10/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christos John Thomas | 2097842 | 6 | 10/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leslie Charles Quick III | 1079748 | 2 | 06/27/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Charles Quick III | 1079748 | 2 | 03/24/2003 | Investigation | $0.00 | $0.00 | See FINRA Report |