Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capstone Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Jackson Hummel | 2539826 | 3 | 01/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Adam Bomberg | 2932657 | 5 | 05/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Jackson Hummel | 2539826 | 3 | 03/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Jackson Hummel | 2539826 | 3 | 12/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Adam Bomberg | 2932657 | 5 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 06/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 05/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Adam Bomberg | 2932657 | 5 | 08/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Adam Bomberg | 2932657 | 5 | 11/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 11/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |