Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capstone Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Jackson Hummel | 2539826 | 3 | 01/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Adam Bomberg | 2932657 | 5 | 05/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Jackson Hummel | 2539826 | 3 | 03/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricardo M Campoy | 2413488 | 1 | 11/18/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Jackson Hummel | 2539826 | 3 | 12/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gretchen Marie Tibbits | 2053452 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Adam Bomberg | 2932657 | 5 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 06/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 05/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Jay Dunlap | 5075029 | 1 | 01/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |