Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Bruce Cappel | 1722117 | 1 | 09/21/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ray Gene Reese | 1694620 | 6 | 08/09/2021 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| James F Szeszulski | 4851221 | 2 | 08/09/2021 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Rodger Anthony McAlister | 2676623 | 2 | 08/09/2021 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Christopher John Passero | 2517681 | 7 | 02/01/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James F Szeszulski | 4851221 | 2 | 01/29/2021 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Ray Gene Reese | 1694620 | 6 | 11/30/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Joe Carroll Doggett | 1033987 | 6 | 06/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christopher John Passero | 2517681 | 7 | 03/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David E. Spellman | 6784263 | 1 | 01/02/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |