Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Thomas Mayes | 3228053 | 1 | 10/18/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| David E Spellman | 6784263 | 2 | 10/18/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Francis Paul Carson | 1494735 | 1 | 07/18/2023 | Customer Dispute | Pending | $1,402,600.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 5 | 04/03/2023 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Shirley Ann Adams | 2061413 | 1 | 01/13/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Anthony Casconi | 1628447 | 5 | 08/24/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |