Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Archibaldo Vasquez | 2491359 | 1 | 01/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Enrique Aguerrevere Sanchez | 2296910 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernesto Amengual | 1929864 | 1 | 09/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felix Daniel Bosque | 4380167 | 2 | 03/21/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Felipe Antonio Ballestas | 2461019 | 2 | 03/30/2009 | Customer Dispute | Denied | $447,438.00 | $0.00 | See FINRA Report |
| Andrei L Santos | 4763580 | 3 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrei L Santos | 4763580 | 3 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felipe Antonio Ballestas | 2461019 | 2 | 10/02/2008 | Customer Dispute | Denied | $247,000.00 | $0.00 | See FINRA Report |
| Manuel Martinez | 2622743 | 1 | 04/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Flavio Rafael Gonzalez | 1657739 | 1 | 11/02/2005 | Customer Dispute | Denied | $18,923.60 | $0.00 | See FINRA Report |