Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adriana M Perez | 5781158 | 1 | 08/12/2021 | Customer Dispute | Closed-No Action | $36,000.00 | $0.00 | See FINRA Report |
| Felix Daniel Bosque | 4380167 | 2 | 10/30/2012 | Customer Dispute | Closed-No Action | $83,000.00 | $0.00 | See FINRA Report |
| Norvin Jose Ulloa-Gonzalez | 4216786 | 2 | 07/18/2012 | Customer Dispute | Closed-No Action | $1,500,000.00 | $0.00 | See FINRA Report |
| Maria Guadalupe Northam | 2357657 | 1 | 03/30/2009 | Customer Dispute | Closed-No Action | $155,882.00 | $0.00 | See FINRA Report |
| Dante Wilfredo Neyra | 1842078 | 1 | 10/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ricardo Pedro Filizola | 2957266 | 1 | 03/11/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Alvarez | 1620520 | 1 | 09/21/2000 | Customer Dispute | Closed-No Action | $1,027,360.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 07/23/1998 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 07/23/1998 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |