Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradingblock. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Lavelle | 4184432 | 1 | 03/17/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Jere Thomas Wickert | 2079719 | 4 | 11/24/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |