Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradingblock. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Edward Guiol | 1262041 | 4 | 12/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregg Edward Guiol | 1262041 | 4 | 03/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregg Edward Guiol | 1262041 | 4 | 08/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregg Edward Guiol | 1262041 | 4 | 08/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip John Hoeh | 2231877 | 2 | 06/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip John Hoeh | 2231877 | 2 | 04/16/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Lavelle | 4184432 | 1 | 03/17/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Mukesh Patel | 3158775 | 2 | 02/04/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jere Thomas Wickert | 2079719 | 4 | 07/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mukesh Patel | 3158775 | 2 | 04/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |