Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Smith | 3128757 | 2 | 09/24/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Bradley Trent Covey | 2758177 | 3 | 05/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Trent Covey | 2758177 | 3 | 04/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Trent Covey | 2758177 | 3 | 06/04/2001 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |