Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Preston William Snow | 4600344 | 1 | 07/12/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Karl Eugene Krueger | 2566787 | 1 | 06/03/2004 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |