Our Staff has compiled our research into a database of FINRA Broker Disclosures for X-Change Financial Access, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Michael Clouthier | 5422028 | 1 | 05/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William James Ellington | 2228436 | 1 | 04/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Terrence Edward Burke | 5126719 | 1 | 07/23/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |