Our Staff has compiled our research into a database of FINRA Broker Disclosures for X-Change Financial Access, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Michael Clouthier | 5422028 | 1 | 05/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Uffie Wieties | 1295668 | 1 | 05/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Ellington | 2228436 | 1 | 04/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Arthur Polatchek | 2345451 | 8 | 03/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Polatchek | 2345451 | 8 | 09/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Polatchek | 2345451 | 8 | 05/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Polatchek | 2345451 | 8 | 05/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Polatchek | 2345451 | 8 | 02/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Polatchek | 2345451 | 8 | 08/07/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Arthur Polatchek | 2345451 | 8 | 07/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |