Our Staff has compiled our research into a database of FINRA Broker Disclosures for Btig, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel M Nawrocki | 4985424 | 2 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Janina Alexandra Casey | 2040225 | 2 | 03/15/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Janina Alexandra Casey | 2040225 | 2 | 10/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Jeffrey Quigley | 2296453 | 3 | 06/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward Gregory Schmitz | 1609890 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Jeffrey Quigley | 2296453 | 3 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Alan Marsh | 1421191 | 1 | 11/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Jeffrey Quigley | 2296453 | 3 | 07/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |