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FINRA Broker Disclosures for Btig, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Btig, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward William Kovary2690940109/18/2023Employment Separation After Allegations$0.00$0.00See FINRA Report
Christian Weston4899213408/23/2023Judgment / Lien$0.00$0.00See FINRA Report
Christian Weston4899213411/07/2022Judgment / Lien$0.00$0.00See FINRA Report
Christian Weston4899213404/19/2021Judgment / Lien$0.00$0.00See FINRA Report
Dennis Peter Jacobi2585865112/10/2020Judgment / Lien$0.00$0.00See FINRA Report
Christian Weston4899213405/22/2019Judgment / Lien$0.00$0.00See FINRA Report
Daniel M Nawrocki4985424204/24/2019RegulatoryFinal$0.00$0.00See FINRA Report
Daniel M Nawrocki4985424202/17/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher Charles Rollins4250914102/05/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Alejandro Feely4971874110/08/2015Employment Separation After Allegations$0.00$0.00See FINRA Report

23 Results

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