Our Staff has compiled our research into a database of FINRA Broker Disclosures for Btig, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Peter Jacobi | 2585865 | 1 | 12/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Weston | 4899213 | 2 | 12/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Weston | 4899213 | 2 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel M Nawrocki | 4985424 | 2 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel M Nawrocki | 4985424 | 2 | 02/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Christof Pankau | 4232847 | 1 | 07/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Rollins | 4250914 | 1 | 02/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alejandro Feely | 4971874 | 1 | 10/08/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Jospeh Tighe | 2273323 | 1 | 12/19/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Hagan Smalling | 5710402 | 1 | 11/10/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |